5.5 Relations and Implicit Functions
Up until now in this text, we have been exclusively special kinds of mappings called functions. In this section, we broaden our horizons to study more general mappings called relations. The reader is encouraged to revisit Definition 1.1 in Section 1.1 before proceeding with the definition of relation below.
Unlike Definition 1.1, Definition 5.3 puts no conditions on the process which maps elements of to elements of . This means that while all functions are relations, not all relations need be functions. For example, consider the mappings and below from Section 1.1.
Both and are relations. More specifically, is a function from to while is merely relation from to . As with functions, we may describe general relations in a variety of different ways: verbally, as mapping diagrams, or a set of ordered pairs. For example, just as we may describe the function above as
we may represent as
Note here the grammar ` is a relation from to ' is evidenced by the elements of being listed first in the ordered pairs (i.e., the abscissae) and the elements of being listed second (i.e., the ordinates.)
Unlike functions, we do not use function notation when describing the input/output relationship for general relations. For example, we may write `' since maps the input `White Paw' to only one output, `cat.' However, is ambiguous since it could mean `White Paw' or `Cooper.'1
As with functions, our focus in this course will rest with relations of real numbers. Consider the relation described as follows: . Below on the left is a mapping diagram of . However, since relates real numbers, we can also create the graph of in the same way we graphed functions - by interpreting the ordered pairs which comprise as points in the plane. Since we have no context, we use the default labels `' for the horizontal axis and `' for the vertical axis.
Our next example focuses on using relations to describe sets of points in the plane and vice-versa.
As with functions, we can describe relations algebraically using equations. For example, the equation relates two variables and each of which represent real numbers. More formally, we can express this sentiment by defining the relation . An ordered pair means and are related by the equation ; that is, the pair satisfy the equation.
For example, to show , we check that when we substitute and , the equation is true. Sure enough, . Hence, maps to . Note, however, that since which means does not map to .
When asked to `graph the equation' , we really have two options. We could graph the relation above. In this case, we would be graphing on the -plane.5 Alternatively, we could define and graph . This is equivalent to graphing on the -plane. We do both in our next example.
Note that regardless of which geometric depiction we choose for , the graph appears to be symmetric about the -axis. To prove this is the case, consider a generic point on the graph of in the -plane.
To show the point symmetric about the -axis, is also on the graph of , we need to show that the coordinates of the point satisfy the equation . That is, we need to show . Since , and we know by assumption , we get , proving is also on the graph of the equation.
The key reason our proof above is successful is that algebraically, the equation is unchanged if is replaced with . Geometrically, this means the graph is the same if it undergoes a reflection across the -axis. We generalize this reasoning in the following result. Note that, as usual, we default to the more common and -axis labels.
Parts of Theorem 5.12 should look familiar from our work with even and odd functions. Indeed if a function is even, . Hence, the equation reduces to the equation , so the graph of is symmetric about the -axis.
Likewise if is odd, then . In this case, the equation reduces to , or , proving the graph is symmetric about the origin.
When it comes to symmetry about the -axis, most of the time this indicates a violation of the Vertical Line Test, which is why we haven't discussed that particular kind of symmetry until now.
We put Theorem 5.12 to good use in the following example.
Looking at the graphs of the equations and in Example 5.5.3, it is evident neither of these equations represents as a function of nor as a function of . (Do you see why?)
With the concept of `function' being touted in the opening remarks of Section 1.1 as being one of the `universal tools' with which scientists and engineers solve a wide variety of problems, you may well wonder if we can't somehow apply what we know about functions to these sorts of relations. It turns out that while, taken all at once, these equations do not describe functions, taken in parts, they do.
For example, consider the equation . Solving for , we obtained . Defining and , we get a functional description for the upper and lower halves, or branches of the curve, respectively.7
If, for instance, we wanted to analyze this curve near , we could use the function and all the associated function tools8 to do just that.
In this way we say the equation implicitly describes as a function of meaning that given any point on , we can find a function defined (on an interval) containing so that and whose graph lies on the curve .
Note that in this case, we are fortunate to have two explicit formulas for functions that cover the entire curve, namely and . We explore this concept further in the next example.
Not all equations implicitly define as a function of . For a quick example, take or any other vertical line. Even if an equation implicitly describes as a function of near one point, there's no guarantee we can find an explicit algebraic representation for that function.9
While the theory of implicit functions is well beyond the scope of this text, we will nevertheless see this concept come into play in Section 5.6. For our purposes, it suffices to know that just because a relation is not a function doesn't mean we cannot find a way to apply what we know about functions to analyze the relation locally through a functional lens.
Exercises
In Exercises -, graph the given relation in the -plane.
- {, , , , , ,
- {, , , , , ,
In Exercises -, describe the given relation using either the roster or set-builder method.
Figure 5.202 Relation Figure 5.203 Relation Figure 5.204 Relation Figure 5.205 Relation Figure 5.206 Relation Figure 5.207 Relation Figure 5.208 Relation Figure 5.209 Relation Figure 5.210 Relation Figure 5.211 Relation
Some relations are fairly easy to describe in words or with the roster method but are rather difficult, if not impossible, to graph. Discuss with your classmates how you might graph the relations given in Exercises -. Note that in the notation below we are using the ellipsis, `…,' to denote that the list does not end, but rather, continues to follow the established pattern indefinitely.
For the relations in Exercises and, give two examples of points which belong to the relation and two points which do not belong to the relation.
For each equation given in Exercises -:
- Graph the equation in the -plane by creating a table of points.
- Find the axis intercepts, if they exist.
- Test the equation for symmetry. If the equation fails a symmetry test, find a point on the graph of the equation whose symmetric point is not on the graph of the equation.
- Determine if the equation describes as a function of . If not, describe the graph of the equation using two or more explicit functions of . Check your answers using a graphing utility.
For each equation given in Exercises -:
- Graph the equation in the -plane by creating a table of points.
- Find the axis intercepts, if they exist.
- Test the equation for symmetry. If the equation fails a symmetry test, find a point on the graph of the equation whose symmetric point is not on the graph of the equation.
- Determine if the equation describes as a function of . If not, describe the graph of the equation using two or more explicit functions of . Check your answers using a graphing utility.
- 10
The procedures which we have outlined in the Examples of this section and used in Exercises - all rely on the fact that the equations were “well-behaved”. Not everything in Mathematics is quite so tame, as the following equations will show you. Discuss with your classmates how you might approach graphing the equations given in Exercises -. What difficulties arise when trying to apply the various tests and procedures given in this section? For more information, including pictures of the curves, each curve name is a link to its page at www.wikipedia.org. For a much longer list of fascinating curves, click here .
- Folium of Descartes
- Kampyle of Eudoxus
- Tschirnhausen cubic
- Crooked egg
With the help of your classmates, find examples of equations whose graphs possess
- symmetry about the -axis only
- symmetry about the -axis only
- symmetry about the origin only
- symmetry about the -axis, -axis, and origin
Can you find an example of an equation whose graph possesses exactly two of the symmetries listed above? Why or why not?
Answers
Figure 5.212 Figure 5.213 Figure 5.214 Figure 5.215 Figure 5.216 Figure 5.217 Figure 5.218 Figure 5.219 Figure 5.220 Figure 5.221 Figure 5.222 Figure 5.223 Figure 5.224 Figure 5.225 Figure 5.226 Figure 5.227 Figure 5.228 Figure 5.229 Figure 5.230 Figure 5.231 Re-write as .
-intercepts: ,
-intercepts:
Figure 5.232 The graph is symmetric about the -axis
The graph is not symmetric about the -axis: is on the graph but is not.
The graph is not symmetric about the origin: is on the graph but is not.
The equation does not describe as a function of .
The graph of the equation is the graphs of together with .
Re-write as: .
-intercepts:
The graph has no -intercepts
Figure 5.233 The graph is symmetric about the -axis.
The graph is symmetric about the -axis.
The graph is symmetric about the origin.
The equation does not describe as a function of .
The graph of the equation is the graphs of together with .
Re-write as: .
The graph has no -intercepts
-intercepts:
Figure 5.234 The graph is symmetric about the -axis.
The graph is symmetric about the -axis.
The graph is symmetric about the origin.
The equation does not describe as a function of .
The graph of the equation is the graphs of together with .
Re-write as: .
The graph has no -intercepts
The graph has no -intercepts
Figure 5.235 The graph is not symmetric about the -axis: is on the graph but is not.
The graph is not symmetric about the -axis: is on the graph but is not.
The graph is symmetric about the origin.
The equation does describe as a function of , namely .
Re-write as .
-intercept:
-intercepts:
Figure 5.236 The graph is symmetric about the -axis
The graph is not symmetric about the -axis: is on the graph but is not.
The graph is not symmetric about the origin: is on the graph but is not.
The equation does not describe as a function of .
The graph of the equation is the graphs of together with .
Re-write as: .
-intercept:
-intercept:
Figure 5.237 The graph is not symmetric about the -axis: is on the graph but is not.
The graph is not symmetric about the -axis: is on the graph but is not.
The graph is not symmetric about the origin: is on the graph but is not.
The equation does describe as a function of , namely .
Re-write as .
The graph has no -intercepts.
The graph has no -intercepts.
Figure 5.238 The graph is not symmetric about the -axis: is on the graph but is not.
The graph is symmetric about the -axis.
The graph is not symmetric about the origin: is on the graph but is not.
The equation does describe as a function of , namely .
Re-write as: Extracting square roots gives: and
-intercepts: .
-intercepts:
Figure 5.239 The graph is not symmetric about the -axis: is on the graph but is not.
The graph is symmetric about the -axis.
The graph is not symmetric about the origin: is on the graph but is not.
The equation does not describe as a function of .
The graph of the equation is the graphs of together with .
Adapted from Precalculus, Preliminary 4th Edition (integrated calculus), by Carl Stitz and Jeff Zeager (stitz-zeager.com), licensed under CC BY-NC-SA 3.0. Changes were made: reformatted as an accessible XYZ web edition. License: CC-BY-NC-SA-3.0.