Precalculus with Integrated CalculusXYZ Homework Edition

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5.5 Relations and Implicit Functions

Up until now in this text, we have been exclusively special kinds of mappings called functions. In this section, we broaden our horizons to study more general mappings called relations. The reader is encouraged to revisit Definition 1.1 in Section 1.1 before proceeding with the definition of relation below.

Unlike Definition 1.1, Definition 5.3 puts no conditions on the process which maps elements of A to elements of B . This means that while all functions are relations, not all relations need be functions. For example, consider the mappings f and g below from Section 1.1.

Coordinate-plane figure.
Figure 5.179
Coordinate-plane figure.
Figure 5.180

Both f and g are relations. More specifically, f is a function from N to T while g is merely relation from T to N . As with functions, we may describe general relations in a variety of different ways: verbally, as mapping diagrams, or a set of ordered pairs. For example, just as we may describe the function f above as

f = { ( White Paw , cat ) , ( Cooper , cat ) , ( Bingo , lizard ) , ( Kennie , turtle ) } ,

we may represent g as

g = { ( cat , White Paw ) , ( cat , Cooper ) , ( lizard , Bingo ) , ( turtle , Kennie ) } .

Note here the grammar ` g is a relation from T to N ' is evidenced by the elements of T being listed first in the ordered pairs (i.e., the abscissae) and the elements of N being listed second (i.e., the ordinates.)

Unlike functions, we do not use function notation when describing the input/output relationship for general relations. For example, we may write ` f ( White Paw ) = cat ' since f maps the input `White Paw' to only one output, `cat.' However, g ( cat ) is ambiguous since it could mean `White Paw' or `Cooper.'1

As with functions, our focus in this course will rest with relations of real numbers. Consider the relation R described as follows: R = { ( 1 , 3 ) , ( 0 , 3 ) , ( 4 , 2 ) , ( 4 , 1 ) } . Below on the left is a mapping diagram of R . However, since R relates real numbers, we can also create the graph of R in the same way we graphed functions - by interpreting the ordered pairs which comprise R as points in the plane. Since we have no context, we use the default labels ` x ' for the horizontal axis and ` y ' for the vertical axis.

Figure: A Mapping Diagram of .
Figure 5.181 A Mapping Diagram of R .
Figure: The graph of .
Figure 5.182 The graph of R .

Our next example focuses on using relations to describe sets of points in the plane and vice-versa.

As with functions, we can describe relations algebraically using equations. For example, the equation v 2 + w 3 = 1 relates two variables v and w each of which represent real numbers. More formally, we can express this sentiment by defining the relation R = { ( v , w ) | v 2 + w 3 = 1 } . An ordered pair ( v , w ) R means v and w are related by the equation v 2 + w 3 = 1 ; that is, the pair ( v , w ) satisfy the equation.

For example, to show ( 3 , 2 ) R , we check that when we substitute v = 3 and w = 2 , the equation v 2 + w 3 = 1 is true. Sure enough, ( 3 ) 2 + ( 2 ) 3 = 9 8 = 1 . Hence, R maps 3 to 2 . Note, however, that ( 2 , 3 ) R since ( 2 ) 2 + ( 3 ) 3 = 8 + 27 1 which means R does not map 2 to 3 .

When asked to `graph the equation' v 2 + w 3 = 1 , we really have two options. We could graph the relation R above. In this case, we would be graphing v 2 + w 3 = 1 on the v w -plane.5 Alternatively, we could define S = { ( w , v ) | v 2 + w 3 = 1 } and graph S . This is equivalent to graphing v 2 + w 3 = 1 on the w v -plane. We do both in our next example.

Note that regardless of which geometric depiction we choose for v 2 + w 3 = 1 , the graph appears to be symmetric about the w -axis. To prove this is the case, consider a generic point ( v , w ) on the graph of v 2 + w 3 = 1 in the v w -plane.

To show the point symmetric about the w -axis, ( v , w ) is also on the graph of v 2 + w 3 = 1 , we need to show that the coordinates of the point ( v , w ) satisfy the equation v 2 + w 3 = 1 . That is, we need to show ( v ) 2 + w 3 = 1 . Since ( v ) 2 + w 3 = v 2 + w 3 , and we know by assumption v 2 + w 3 = 1 , we get ( v ) 2 + w 3 = v 2 + w 3 = 1 , proving ( v , w ) is also on the graph of the equation.

The key reason our proof above is successful is that algebraically, the equation v 2 + w 3 = 1 is unchanged if v is replaced with v . Geometrically, this means the graph is the same if it undergoes a reflection across the w -axis. We generalize this reasoning in the following result. Note that, as usual, we default to the more common x and y -axis labels.

Parts of Theorem 5.12 should look familiar from our work with even and odd functions. Indeed if a function f is even, f ( x ) = f ( x ) . Hence, the equation y = f ( x ) reduces to the equation y = f ( x ) , so the graph of f is symmetric about the y -axis.

Likewise if f is odd, then f ( x ) = f ( x ) . In this case, the equation y = f ( x ) reduces to y = f ( x ) , or y = f ( x ) , proving the graph is symmetric about the origin.

When it comes to symmetry about the x -axis, most of the time this indicates a violation of the Vertical Line Test, which is why we haven't discussed that particular kind of symmetry until now.

We put Theorem 5.12 to good use in the following example.

Looking at the graphs of the equations x 2 y 2 = 4 and ( x 1 ) 2 + 4 y 2 = 16 in Example 5.5.3, it is evident neither of these equations represents y as a function of x nor x as a function of y . (Do you see why?)

With the concept of `function' being touted in the opening remarks of Section 1.1 as being one of the `universal tools' with which scientists and engineers solve a wide variety of problems, you may well wonder if we can't somehow apply what we know about functions to these sorts of relations. It turns out that while, taken all at once, these equations do not describe functions, taken in parts, they do.

For example, consider the equation x 2 y 2 = 4 . Solving for y , we obtained y = ± x 2 4 . Defining f 1 ( x ) = x 2 4 and f 2 ( x ) = x 2 4 , we get a functional description for the upper and lower halves, or branches of the curve, respectively.7

If, for instance, we wanted to analyze this curve near ( 3 , 5 ) , we could use the function f 2 and all the associated function tools8 to do just that.

Coordinate-plane figure.
Figure 5.195 x 2 y 2 = 4
Coordinate-plane figure.
Figure 5.196 f 1 ( x ) = x 2 4
Coordinate-plane figure.
Figure 5.197 f 2 ( x ) = x 2 4

In this way we say the equation x 2 y 2 = 4 implicitly describes y as a function of x meaning that given any point ( x 0 , y 0 ) on x 2 y 2 = 4 , we can find a function f defined (on an interval) containing x 0 so that f ( x 0 ) = y 0 and whose graph lies on the curve x 2 y 2 = 4 .

Note that in this case, we are fortunate to have two explicit formulas for functions that cover the entire curve, namely f 1 ( x ) = x 2 4 and f 2 ( x ) = x 2 4 . We explore this concept further in the next example.

Not all equations implicitly define y as a function of x . For a quick example, take x = 117 or any other vertical line. Even if an equation implicitly describes y as a function of x near one point, there's no guarantee we can find an explicit algebraic representation for that function.9

While the theory of implicit functions is well beyond the scope of this text, we will nevertheless see this concept come into play in Section 5.6. For our purposes, it suffices to know that just because a relation is not a function doesn't mean we cannot find a way to apply what we know about functions to analyze the relation locally through a functional lens.

Exercises

In Exercises -, graph the given relation in the x y -plane.

  1. { ( 3 , 9 ) , ( 2 , 4 ) , ( 1 , 1 ) , ( 0 , 0 ) , ( 1 , 1 ) , ( 2 , 4 ) , ( 3 , 9 ) }
  2. { ( 2 , 0 ) , ( 1 , 1 ) , ( 1 , 1 ) , ( 0 , 2 ) , ( 0 , 2 ) , ( 1 , 3 ) , ( 1 , 3 ) }
  3. { ( m , 2 m ) | m = 0 , ± 1 , ± 2 }
  4. { ( 6 k , k ) | k = ± 1 , ± 2 , ± 3 , ± 4 , ± 5 , ± 6 }
  5. { ( n , 4 n 2 ) | n = 0 , ± 1 , ± 2 }
  6. { ( j , j ) | j = 0 , 1 , 4 , 9 }
  7. { ( x , 2 ) | x > 4 }
  8. { ( x , 3 ) | x 4 }
  9. { ( 1 , y ) | y > 1 }
  10. { ( 2 , y ) | y 5 }
  11. { ( 2 , y ) | 3 < y 4 }
  12. { ( 3 , y ) | 4 y < 3 }
  13. { ( x , 2 ) | 2 x < 3 }
  14. { ( x , 3 ) | 4 < x 4 }
  15. { ( x , y ) | x > 2 }
  16. { ( x , y ) | x 3 }
  17. { ( x , y ) | y < 4 }
  18. { ( x , y ) | x 3 , y < 2 }
  19. { ( x , y ) | x > 0 , y < 4 }
  20. { ( x , y ) | 2 x 2 3 , π < y 9 2 }

In Exercises -, describe the given relation using either the roster or set-builder method.

  1. Figure: Relation
    Figure 5.202 Relation A
  2. Figure: Relation
    Figure 5.203 Relation B
  3. Figure: Relation
    Figure 5.204 Relation C
  4. Figure: Relation
    Figure 5.205 Relation D
  5. Figure: Relation
    Figure 5.206 Relation E
  6. Figure: Relation
    Figure 5.207 Relation F
  7. Figure: Relation
    Figure 5.208 Relation G
  8. Figure: Relation
    Figure 5.209 Relation H
  9. Figure: Relation
    Figure 5.210 Relation I
  10. Figure: Relation
    Figure 5.211 Relation J

Some relations are fairly easy to describe in words or with the roster method but are rather difficult, if not impossible, to graph. Discuss with your classmates how you might graph the relations given in Exercises -. Note that in the notation below we are using the ellipsis, `…,' to denote that the list does not end, but rather, continues to follow the established pattern indefinitely.

For the relations in Exercises and, give two examples of points which belong to the relation and two points which do not belong to the relation.

  1. { ( x , y ) | x  is an odd integer, and  y  is an even integer. }
  2. { ( x , 1 ) | x  is an irrational number  }
  3. { ( 1 , 0 ) , ( 2 , 1 ) , ( 4 , 2 ) , ( 8 , 3 ) , ( 16 , 4 ) , ( 32 , 5 ) , }
  4. { , ( 3 , 9 ) , ( 2 , 4 ) , ( 1 , 1 ) , ( 0 , 0 ) , ( 1 , 1 ) , ( 2 , 4 ) , ( 3 , 9 ) , }

For each equation given in Exercises -:

  • Graph the equation in the x y -plane by creating a table of points.
  • Find the axis intercepts, if they exist.
  • Test the equation for symmetry. If the equation fails a symmetry test, find a point on the graph of the equation whose symmetric point is not on the graph of the equation.
  • Determine if the equation describes y as a function of x . If not, describe the graph of the equation using two or more explicit functions of x . Check your answers using a graphing utility.
  • ( x + 2 ) 2 + y 2 = 16
  • x 2 y 2 = 1
  • 4 y 2 9 x 2 = 36
  • x 3 y = 4

For each equation given in Exercises -:

  • Graph the equation in the v w -plane by creating a table of points.
  • Find the axis intercepts, if they exist.
  • Test the equation for symmetry. If the equation fails a symmetry test, find a point on the graph of the equation whose symmetric point is not on the graph of the equation.
  • Determine if the equation describes w as a function of v . If not, describe the graph of the equation using two or more explicit functions of v . Check your answers using a graphing utility.
  • v + w 2 = 4
  • v 3 + w 3 = 8
  • v 2 w 3 = 8
  • 10 v 4 2 v 2 w + w 2 = 16

The procedures which we have outlined in the Examples of this section and used in Exercises - all rely on the fact that the equations were “well-behaved”. Not everything in Mathematics is quite so tame, as the following equations will show you. Discuss with your classmates how you might approach graphing the equations given in Exercises -. What difficulties arise when trying to apply the various tests and procedures given in this section? For more information, including pictures of the curves, each curve name is a link to its page at www.wikipedia.org. For a much longer list of fascinating curves, click here .

  1. x 3 + y 3 3 x y = 0 Folium of Descartes
  2. x 4 = x 2 + y 2 Kampyle of Eudoxus
  3. y 2 = x 3 + 3 x 2 Tschirnhausen cubic
  4. ( x 2 + y 2 ) 2 = x 3 + y 3 Crooked egg
  5. With the help of your classmates, find examples of equations whose graphs possess

    • symmetry about the x -axis only
    • symmetry about the y -axis only
    • symmetry about the origin only
    • symmetry about the x -axis, y -axis, and origin

    Can you find an example of an equation whose graph possesses exactly two of the symmetries listed above? Why or why not?

Answers

  1. Coordinate-plane figure.
    Figure 5.212
  2. Coordinate-plane figure.
    Figure 5.213
  3. Coordinate-plane figure.
    Figure 5.214
  4. Coordinate-plane figure.
    Figure 5.215
  5. Coordinate-plane figure.
    Figure 5.216
  6. Coordinate-plane figure.
    Figure 5.217
  7. Coordinate-plane figure.
    Figure 5.218
  8. Coordinate-plane figure.
    Figure 5.219
  9. Coordinate-plane figure.
    Figure 5.220
  10. Coordinate-plane figure.
    Figure 5.221
  11. Coordinate-plane figure.
    Figure 5.222
  12. Coordinate-plane figure.
    Figure 5.223
  13. Coordinate-plane figure.
    Figure 5.224
  14. Coordinate-plane figure.
    Figure 5.225
  15. Coordinate-plane figure.
    Figure 5.226
  16. Coordinate-plane figure.
    Figure 5.227
  17. Coordinate-plane figure.
    Figure 5.228
  18. Coordinate-plane figure.
    Figure 5.229
  19. Coordinate-plane figure.
    Figure 5.230
  20. Coordinate-plane figure.
    Figure 5.231
  21. A = { ( 4 , 1 ) , ( 2 , 1 ) , ( 0 , 3 ) , ( 1 , 4 ) }
  22. B = { ( x , 3 ) | x 3 }
  23. C = { ( 2 , y ) | y > 3 }
  24. D = { ( 2 , y ) | 4 y < 3 }
  25. E = { ( t , 2 ) | 4 < t 3 }
  26. F = { ( t , s ) | s 0 }
  27. G = { ( v , w ) | v > 2 }
  28. H = { ( v , w ) | 3 < v 2 }
  29. I = { ( u , v ) | u 0 , v 0 }
  30. J = { ( u , v ) | 4 < u < 5 , 3 < v < 2 }
  31. ( x + 2 ) 2 + y 2 = 16 Re-write as y = ± 16 ( x + 2 ) 2 .

    x -intercepts: ( 6 , 0 ) , ( 2 , 0 )

    y -intercepts: ( 0 , ± 2 3 )

    x y ( x , y ) 6 0 ( 6 , 0 ) 4 ± 2 3 ( 4 , ± 2 3 ) 2 ± 4 ( 2 , ± 4 ) 0 ± 2 3 ( 0 , ± 2 3 ) 2 0 ( 2 , 0 )

    Coordinate-plane figure.
    Figure 5.232

    The graph is symmetric about the x -axis

    The graph is not symmetric about the y -axis: ( 6 , 0 ) is on the graph but ( 6 , 0 ) is not.

    The graph is not symmetric about the origin: ( 6 , 0 ) is on the graph but ( 6 , 0 ) is not.

    The equation does not describe y as a function of x .

    The graph of the equation is the graphs of f 1 ( x ) = 16 ( x + 2 ) 2 together with f 2 ( x ) = 16 ( x + 2 ) 2 .

  32. x 2 y 2 = 1 Re-write as: y = ± x 2 1 .

    x -intercepts: ( 1 , 0 ) , ( 1 , 0 )

    The graph has no y -intercepts

    x y ( x , y ) 3 ± 8 ( 3 , ± 8 ) 2 ± 3 ( 2 , ± 3 ) 1 0 ( 1 , 0 ) 1 0 ( 1 , 0 ) 2 ± 3 ( 2 , ± 3 ) 3 ± 8 ( 3 , ± 8 )

    Coordinate-plane figure.
    Figure 5.233

    The graph is symmetric about the x -axis.

    The graph is symmetric about the y -axis.

    The graph is symmetric about the origin.

    The equation does not describe y as a function of x .

    The graph of the equation is the graphs of f 1 ( x ) = x 2 1 together with f 2 ( x ) = x 2 1 .

  33. 4 y 2 9 x 2 = 36

    Re-write as: y = ± 9 x 2 + 36 2 .

    The graph has no x -intercepts

    y -intercepts: ( 0 , ± 3 )

    x y ( x , y ) 4 ± 3 5 ( 4 , ± 3 5 ) 2 ± 3 2 ( 2 , ± 3 2 ) 0 ± 3 ( 0 , ± 3 ) 2 ± 3 2 ( 2 , ± 3 2 ) 4 ± 3 5 ( 4 , ± 3 5 )

    Coordinate-plane figure.
    Figure 5.234

    The graph is symmetric about the x -axis.

    The graph is symmetric about the y -axis.

    The graph is symmetric about the origin.

    The equation does not describe y as a function of x .

    The graph of the equation is the graphs of f 1 ( x ) = 9 x 2 + 36 2 together with f 2 ( x ) = 9 x 2 + 36 2 .

  34. x 3 y = 4 Re-write as: y = 4 x 3 = 4 x 3 .

    The graph has no x -intercepts

    The graph has no y -intercepts

    x y ( x , y ) 2 1 2 ( 2 , 1 2 ) 1 4 ( 1 , 4 ) 1 2 32 ( 1 2 , 32 ) 1 2 32 ( 1 2 , 32 ) 1 4 ( 1 , 4 ) 2 1 2 ( 2 , 1 2 )

    Coordinate-plane figure.
    Figure 5.235

    The graph is not symmetric about the x -axis: ( 1 , 4 ) is on the graph but ( 1 , 4 ) is not.

    The graph is not symmetric about the y -axis: ( 1 , 4 ) is on the graph but ( 1 , 4 ) is not.

    The graph is symmetric about the origin.

    The equation does describe y as a function of x , namely y = f ( x ) = 4 x 3 .

  35. v + w 2 = 4 Re-write as w = ± 4 v .

    v -intercept: ( 4 , 0 )

    w -intercepts: ( 0 , ± 2 )

    v w ( x , y ) 5 ± 3 ( 5 , ± 3 ) 2 ± 6 ( 2 , ± 6 ) 0 ± 2 ( 0 , ± 2 ) 2 ± 2 ( 1 , ± 3 ) 4 0 ( 4 , 0 )

    Coordinate-plane figure.
    Figure 5.236

    The graph is symmetric about the v -axis

    The graph is not symmetric about the w -axis: ( 4 , 0 ) is on the graph but ( 4 , 0 ) is not.

    The graph is not symmetric about the origin: ( 4 , 0 ) is on the graph but ( 4 , 0 ) is not.

    The equation does not describe w as a function of v .

    The graph of the equation is the graphs of f 1 ( v ) = 4 v together with f 2 ( v ) = 4 v .

  36. v 3 + w 3 = 8 Re-write as: w = 8 v 3 3 .

    v -intercept: ( 2 , 0 )

    w -intercept: ( 0 , 2 )

    v w ( v , w ) 3 35 3 ( 3 , 35 3 ) 1 9 3 ( 1 , 9 3 ) 0 2 ( 0 , 2 ) 1 7 3 ( 1 , 7 3 ) 2 0 ( 2 , 0 ) 3 19 3 ( 3 , 19 3 )

    Coordinate-plane figure.
    Figure 5.237

    The graph is not symmetric about the v -axis: ( 0 , 2 ) is on the graph but ( 0 , 2 ) is not.

    The graph is not symmetric about the w -axis: ( 2 , 0 ) is on the graph but ( 2 , 0 ) is not.

    The graph is not symmetric about the origin: ( 0 , 2 ) is on the graph but ( 0 , 2 ) is not.

    The equation does describe w as a function of v , namely w = f ( v ) = 8 v 3 3 .

  37. v 2 w 3 = 8 Re-write as w = 2 v 2 3 = 2 v 2 3 .

    The graph has no v -intercepts.

    The graph has no w -intercepts.

    v w ( x , y ) 8 1 2 ( 8 , 1 2 ) 1 2 ( 1 , 2 ) 1 8 8 ( 1 8 , 8 ) 1 8 8 ( 1 8 , 8 ) 1 2 ( 1 , 2 ) 8 1 2 ( 8 , 1 2 )

    Coordinate-plane figure.
    Figure 5.238

    The graph is not symmetric about the v -axis: ( 1 , 2 ) is on the graph but ( 1 , 2 ) is not.

    The graph is symmetric about the w -axis.

    The graph is not symmetric about the origin: ( 1 , 2 ) is on the graph but ( 1 , 2 ) is not.

    The equation does describe w as a function of v , namely w = f ( v ) = 2 v 2 3 .

  38. v 4 2 v 2 w + w 2 = 16 Re-write as: ( v 2 w ) 2 = 16 Extracting square roots gives: w = v 2 + 4 and w = v 2 4

    v -intercepts: ( 2 , 0 ) , ( 2 , 0 ) .

    w -intercepts: ( 0 , 4 ) , ( 0 , 4 )

    v w ( v , w ) 2 8 ( 2 , 8 ) 2 0 ( 2 , 0 ) 1 5 ( 1 , 5 ) 1 3 ( 1 , 3 ) 0 ± 4 ( 0 , ± 4 ) 1 5 ( 1 , 5 ) 1 3 ( 1 , 3 ) 2 8 ( 2 , 8 ) 2 0 ( 2 , 0 )

    Coordinate-plane figure.
    Figure 5.239

    The graph is not symmetric about the v -axis: ( 1 , 5 ) is on the graph but ( 1 , 5 ) is not.

    The graph is symmetric about the w -axis.

    The graph is not symmetric about the origin: ( 1 , 5 ) is on the graph but ( 1 , 5 ) is not.

    The equation does not describe w as a function of v .

    The graph of the equation is the graphs of f 1 ( v ) = v 2 + 4 together with f 2 ( v ) = v 2 4 .

Adapted from Precalculus, Preliminary 4th Edition (integrated calculus), by Carl Stitz and Jeff Zeager (stitz-zeager.com), licensed under CC BY-NC-SA 3.0. Changes were made: reformatted as an accessible XYZ web edition. License: CC-BY-NC-SA-3.0.

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